Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Mazzie is a financial advisor with Avantax Advisory Services. Ken has been in the financial industry since December 25, 1987 and has held registrations in various states including Florida, New Jersey, Pennsylvania, Delaware, Tennessee and Texas. Ken is licensed to provide investment advisory services and securities trading. He also holds a Series 63 and a Series 66 license and has passed the Series 7 and Series 6 examinations. Ken is also registered as a CPA and provides accounting and tax preparation services. Ken's experience includes working with individuals, corporations, pension and profit sharing plans and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
FL
01/30/2008 - Present
Avantax Advisory Services (Palm Coast FL)
NY
03/31/1995 - 12/31/2002
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IN
10/14/1992 - 05/23/1997
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
NJ
10/28/1991 - 10/15/1992
TFS SECURITIES, INC. (LINCROFT NJ)
IN
09/29/1987 - 12/31/1990
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
NA
02/17/1987 - 10/07/1987
FIRST AMERICAN NATIONAL SECURITIES, INC.
BOTH
Issued 08/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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