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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Johnston is an experienced financial advisor with over 20 years of experience in the industry. Ken is registered with LPL Financial LLC and has a Series 7, 9, 10, and 63 license. Ken has previously worked with CHARLES SCHWAB & CO., INC.. Ken's specialties include providing financial planning and investment advice to individuals and businesses. Ken provides financial planning and investment advice to individuals and businesses. Ken is located in Tempe, Arizona and works out of the LPL Financial LLC office located at 500 E. RIO SALADO PKWY, BUILDING 4, FLOOR 3, Tempe, AZ 85281.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
07/19/2024 - Present
LPL Financial LLC (TEMPE AZ)
AZ
09/02/2002 - 01/10/2024
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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