Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen James Lisk is a financial professional with over 8 years of experience in the industry. He has been registered with Mizuho Securities USA LLC since May 2024. Previously, Ken was registered with BNP Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc. He holds the Securities Industry Essentials Examination (SIE) and the Series 99 exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/09/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
04/08/2015 - 01/10/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/08/2015 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NA
05/19/1992 - 01/09/1993
SMITH NEW COURT, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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