Unclaimed
Ken Hara is a financial advisor with Equitable Advisors, LLC. Ken has been in the financial services industry since October 2005. Ken holds FINRA Series 7, 66, and SIE licenses as well as state licenses for investment advisors. He works out of the New York, NY branch office of Equitable Advisors, LLC. Ken has experience working at both Ameriprise Financial Services, Inc. and AXA Advisors, LLC. Ken is registered as a Registered Representative and an Investment Advisor Representative and may be able to assist you with financial planning, portfolio management for individuals and businesses, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/28/2021 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
10/10/2005 - 06/30/2011
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
IA
Issued 07/12/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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