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Ken Furuya

Pruco Securities, LLC

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About Ken Furuya

Ken Furuya is a financial professional with over 18 years of experience in the financial services industry. Ken is registered with Pruco Securities, LLC and is licensed to provide investment advice in 47 states. Ken is a Chartered Financial Consultant and holds several professional licenses including Series 7, Series 24, Series 26 and Series 66. Ken specializes in providing financial planning and investment management services to a wide range of clients, including individuals, families, and businesses.

Firm Information

Ken Furuya is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Ken Furuya’s Registration & Firm History

MD

07/22/2021 - Present

Pruco Securities, LLC (North Bethesda MD)

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Licenses & Designations

BOTH

Issued 08/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/03/2018

Series 24 - General Securities Principal Examination

BC

Issued 02/19/2008

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ken Furuya.
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