Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Seiryu Sakamoto is a financial advisor with Edelman Financial Engines, a firm with over 1.5 million accounts and \$270 billion in assets under management. Ken has been with Edelman Financial Engines since March 2013 and is registered as an investment advisor representative in Arizona, California and Texas. Ken has over 30 years of experience in the financial services industry. Ken previously worked at NEW ENGLAND SECURITIES, BANCWEST INVESTMENT SERVICES, INC., WOODBURY FINANCIAL SERVICES, INC., CHASE INVESTMENT SERVICES CORP., WELLS FARGO INVESTMENTS, LLC, IFMG SECURITIES, INC., U.S. BANCORP INVESTMENTS, INC., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, WELLS FARGO SECURITIES INC., PRUDENTIAL SECURITIES INCORPORATED and PRUCO SECURITIES CORPORATION. Ken holds a Series 6, 7 and 65 license and is a member of the Redwood Square Homeowner Association Board of Directors.
GOODYEAR, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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AZ
10/22/2018 - Present
Edelman Financial Engines (GOODYEAR AZ)
AZ
10/01/2012 - 04/02/2013
NEW ENGLAND SECURITIES (PHOENIX AZ)
CA
04/14/2011 - 09/26/2012
BANCWEST INVESTMENT SERVICES, INC. (BURLINGAME CA)
CA
12/22/2009 - 04/18/2011
WOODBURY FINANCIAL SERVICES, INC. (BURLINGAME CA)
CA
09/23/2009 - 01/04/2010
CHASE INVESTMENT SERVICES CORP. (MOUNTAIN VIEW CA)
CA
05/27/2005 - 09/14/2009
WELLS FARGO INVESTMENTS, LLC (NEWARK CA)
NY
02/08/2005 - 05/20/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MN
04/21/2003 - 02/03/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
02/05/2003 - 04/22/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
12/06/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
05/02/2001 - 11/28/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/18/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
10/30/1998 - 10/16/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/10/1984 - 11/12/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 1/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 2/4/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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