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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Crawford is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 34 years of experience in the securities industry. Ken holds Series 7, Series 63, and Series 65 licenses. Ken has been registered with Merrill Lynch since October of 2009. Prior to joining Merrill Lynch, Ken was employed by BANC OF AMERICA INVESTMENT SERVICES, INC. for over six years. Ken specializes in providing portfolio management services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROSEVILLE CA)
CA
03/07/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ROSEVILLE CA)
CA
05/02/2001 - 03/14/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/17/1996 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
01/11/1995 - 07/25/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
04/05/1995 - 11/17/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
10/25/1993 - 01/12/1995
WELLS FARGO SECURITIES INC.
OR
09/12/1992 - 10/25/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
08/24/1990 - 09/08/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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