Unclaimed
Ken Brett Asay is a financial advisor registered with LPL Financial LLC. Ken Brett Asay has been in the industry for 5 years, with experience in the financial services industry. Ken Brett Asay currently holds registrations in 15 states and 2 series licenses with LPL Financial LLC. Ken Brett Asay is also registered as an Investment Advisor Representative with the state of Colorado. Ken Brett Asay provides a variety of services, including financial planning, pension consulting, educational seminars, portfolio management for businesses and individuals, and selection of other advisers. Ken Brett Asay works with clients in the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
11/15/2021 - Present
LPL Financial LLC (GREENWOOD VILLAGE CO)
BOTH
Issued 04/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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