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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Stephens is a financial advisor with LPL Financial LLC, a leading independent broker-dealer and registered investment advisor. Ken is a highly experienced professional with a strong track record of success in the financial services industry. Ken has been helping clients reach their financial goals for over 30 years. Ken specializes in financial planning, portfolio management, and retirement planning. Ken holds the Series 6 and Series 63 licenses, as well as the SIE. Ken is committed to providing personalized service and comprehensive financial guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/12/2014 - Present
LPL Financial LLC (SAN RAFAEL CA)
MO
05/01/2009 - 09/12/2014
FINANCIAL TELESIS INC (SPRINGFIELD MO)
MO
02/27/2003 - 05/04/2009
SECURITIES SERVICE NETWORK, INC. (SPRINGFIELD MO)
MA
11/10/1999 - 12/31/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IL
03/27/1998 - 11/04/1999
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
NY
08/31/1987 - 03/27/1998
MONY SECURITIES CORP. (NEW YORK NY)
BC
Issued 04/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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