Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Alan Williams is a financial advisor with over 30 years of experience in the industry. Ken Williams is currently registered with Robert W. Baird & Co. Inc. and has been with the firm since August 2017. Prior to joining Robert W. Baird & Co. Inc., Ken Williams was employed at WELLS FARGO ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC. Ken Williams is licensed to provide investment advice in multiple states including Tennessee, Florida, Texas, and others. Ken Williams holds Series 7, Series 3, Series 63, and Series 65 licenses and has successfully completed the SIE exam. Ken Williams specializes in providing financial advice to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
08/18/2017 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
TN
07/01/2003 - 08/29/2017
WELLS FARGO CLEARING SERVICES, LLC (BRENTWOOD TN)
NY
05/18/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/20/1987 - 05/20/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/19/1983 - 03/11/1987
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 12/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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