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Ken A Stark

Cetera Advisor Networks LLC

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About Ken A Stark

Ken A. Stark is a financial advisor with Cetera Advisor Networks LLC. Ken has been working in the financial services industry since January 25, 1971. Ken holds the Series 7TO, Series 1, and SIE licenses. Ken is registered with the state of California. Ken's previous firms include UNIVERSITY SECURITIES CORPORATION, PUTNAM FUND DISTRIBUTORS, INC. and others.

Firm Information

Ken Stark is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ken Stark’s Registration & Firm History

CA

08/12/1983 - Present

Cetera Advisor Networks LLC (LOS ANGELES CA)

NA

06/09/1978 - 08/22/1983

UNIVERSITY SECURITIES CORPORATION

NA

01/06/1977 - 07/09/1978

PUTNAM FUND DISTRIBUTORS, INC.

NA

02/23/1975 - 01/06/1977

NA

03/19/1974 - 02/23/1975

NA

01/26/1971 - 04/14/1974

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Licenses & Designations

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ken A Stark. Review regulatory record here.
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