Unclaimed
Ken A. Stark is a financial advisor with Cetera Advisor Networks LLC. Ken has been working in the financial services industry since January 25, 1971. Ken holds the Series 7TO, Series 1, and SIE licenses. Ken is registered with the state of California. Ken's previous firms include UNIVERSITY SECURITIES CORPORATION, PUTNAM FUND DISTRIBUTORS, INC. and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/12/1983 - Present
Cetera Advisor Networks LLC (LOS ANGELES CA)
NA
06/09/1978 - 08/22/1983
UNIVERSITY SECURITIES CORPORATION
NA
01/06/1977 - 07/09/1978
PUTNAM FUND DISTRIBUTORS, INC.
NA
02/23/1975 - 01/06/1977
NA
03/19/1974 - 02/23/1975
NA
01/26/1971 - 04/14/1974
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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