Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kemuel? Claim Your ProfileKemuel Swallow is a financial advisor with Fidelity Brokerage Services LLC. Kemuel has been working in the financial services industry since March 2015. Kemuel is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 9, Series 10, and Series 63 licenses. Kemuel is also registered as a broker-dealer in 53 states and territories. Kemuel has a strong commitment to providing excellent service to clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/02/2015 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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