Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelvin? Claim Your ProfileKelvin Kun kau Wong is a financial professional with over 10 years of experience in the financial services industry. Kelvin Kun kau Wong is currently registered with Morgan Stanley and is also registered as an Investment Advisor Representative. Previously, Kelvin Kun kau Wong was affiliated with E*TRADE SECURITIES LLC, WADDELL & REED, AMERIPRISE FINANCIAL SERVICES, INC. and PARK AVENUE SECURITIES LLC. Kelvin Kun kau Wong is a Certified Financial Planner™ and holds the following securities licenses: Series 6, Series 7, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
09/28/2023 - Present
Morgan Stanley (CUPERTINO CA)
CA
09/20/2017 - 09/05/2023
E*TRADE SECURITIES LLC (CUPERTINO CA)
CA
04/01/2016 - 09/08/2017
WADDELL & REED (CAMPBELL CA)
CA
07/09/2014 - 03/02/2016
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
CA
08/13/2012 - 06/27/2013
PARK AVENUE SECURITIES LLC (SAN JOSE CA)
IA
Issued 04/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 08/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kelvin Wong is the right advisor for you? Invested Better is here to help.
