Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelvin? Claim Your ProfileKelvin John Pettaway is a financial advisor with over 12 years of experience in the industry. He has been registered with Ameriprise Financial Services, LLC since January 2023. Before that, Kelvin worked with Morgan Stanley and Merrill Lynch. Kelvin holds Series 66, 7 and SIE licenses. He is registered in Arizona, Connecticut, District of Columbia, Florida, Georgia, Louisiana, Maryland, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, and Washington. Kelvin is a board member of Pettaway Legacy Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
01/27/2023 - Present
Ameriprise Financial Services, LLC (Alpharetta GA)
GA
09/12/2014 - 01/31/2023
MORGAN STANLEY (Atlanta GA)
GA
10/19/2011 - 09/16/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
GA
11/30/2010 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (ALPHARETTA GA)
BOTH
Issued 12/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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