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Kelvin John Aiken

Franklin Distributors, LLC

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About Kelvin John Aiken

Kelvin John Aiken is an active advisor in the financial services industry since August 28, 2002. Kelvin is currently registered with Franklin Distributors, LLC and previously held registrations with other firms. Kelvin has a strong background in the industry, having held several positions with different firms and is licensed in multiple states. Kelvin is licensed to offer investment advisory services in 52 states and the District of Columbia.

Firm Information

Kelvin Aiken is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelvin Aiken’s Registration & Firm History

FL

07/07/2021 - Present

Franklin Distributors, LLC (St. Petersburg FL)

FL

10/11/2016 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (ST. PETERSBURG FL)

CO

11/11/2008 - 03/13/2009

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

CO

06/12/2006 - 09/19/2008

OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)

NY

03/07/2005 - 04/21/2006

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

CO

08/19/2002 - 01/08/2004

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

08/06/1993 - 08/02/2002

JANUS DISTRIBUTORS LLC (DENVER CO)

FL

05/11/1994 - 03/20/1996

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 10/28/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/23/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/04/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kelvin John Aiken. Review regulatory record here.
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