Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelvin? Claim Your ProfileKelvin C Liu is a financial professional with over 14 years of experience in the industry. Kelvin is currently registered with Invesco Distributors, Inc. and has a Series 7, Series 24, Series 63, and SIE license. Kelvin has previously worked at AT Investor Services, Inc. in New York and Invesco Distributors, Inc. in Houston. Kelvin holds registrations in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/15/2021 - Present
Invesco Distributors, Inc. (SAN FRANCISCO CA)
CA
08/23/2016 - 03/19/2019
INVESCO DISTRIBUTORS, INC. (SAN FRANCISCO CA)
TX
12/07/2007 - 12/21/2010
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
02/12/2007 - 12/07/2007
AT INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 12/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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