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Kelsy Marie Phinney

Putnam Investment Management, LLC

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About Kelsy Marie Phinney

Kelsy Marie Phinney is a registered investment advisor representative with Putnam Investment Management, LLC. Kelsy has been in the industry since December 19, 2004, and has experience working with Putnam Retail Management Limited Partnership, RS Funds Distributor LLC, Guardian Investor Services LLC, and FAM Distributors, Inc. Kelsy is licensed to conduct business in California, Connecticut, Florida, Georgia, Massachusetts, New York, North Carolina, South Carolina, Tennessee, and Virginia.

Firm Information

Kelsy Phinney is currently registered with Putnam Investment Management, LLC. Putnam Investment Management, LLC is a Boston, MA-based investment firm with over $85 billion in regulatory assets under management. They offer a variety of portfolio management services for individuals, investment companies, and pooled investment vehicles. The firm also has a wrap fee program and serves a wide range of client types, including corporations, individuals, state and municipal governments, charitable organizations, and investment companies.
Putnam Investment Management, LLC

100 FEDERAL ST

BOSTON, MA 02110

$85.21B

Assets Under Management

24

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Kelsy Phinney’s Registration & Firm History

MA

11/27/2019 - Present

Putnam Investment Management, LLC (BOSTON MA)

MA

01/20/2015 - 07/02/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

CA

06/02/2014 - 12/01/2014

RS FUNDS DISTRIBUTOR LLC (SAN FRANCISCO CA)

NY

09/07/2006 - 06/02/2014

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

NY

10/20/2004 - 08/25/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/13/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2008

Series 7 - General Securities Representative Examination

BC

Issued 10/19/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelsy Marie Phinney.
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