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Kelsey Dawn Berenguel

Charles Schwab & CO., Inc.

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About Kelsey Dawn Berenguel

Kelsey Dawn Berenguel is a financial professional with over 15 years of experience in the industry. Kelsey is currently registered with Charles Schwab & Co., Inc. in Colorado. Previously, Kelsey was registered with G.F. INVESTMENT SERVICES, LLC in Georgia, JACKSON NATIONAL LIFE DISTRIBUTORS LLC in Colorado, AMERITAS INVESTMENT CORP. in Nebraska, and PRINCOR FINANCIAL SERVICES CORPORATION in Iowa. Kelsey has a Series 6, Series 63, and SIE license.

Firm Information

Kelsey Berenguel is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kelsey Berenguel’s Registration & Firm History

CO

11/21/2019 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

GA

02/17/2017 - 12/19/2017

G.F. INVESTMENT SERVICES, LLC (MCDONOUGH GA)

CO

05/15/2013 - 01/20/2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)

NE

06/22/2012 - 05/20/2013

AMERITAS INVESTMENT CORP. (LINCOLN NE)

IA

05/20/2005 - 03/26/2012

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BC

Issued 02/14/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelsey Dawn Berenguel.
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