Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelsey? Claim Your ProfileKelsey Backhaus is a financial professional with over 2 years of experience in the financial services industry. Kelsey currently holds a Series 63, Series 6TO and SIE. Kelsey is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered representative of Empower Financial Services, Inc. Kelsey has been registered in multiple states including California, Illinois, Iowa, Kansas, New Jersey, Oklahoma, Oregon, and Texas. Kelsey was previously employed with Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/04/2022 - Present
Empower Financial Services, Inc. (Boston MA)
IA
02/14/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Dubuque IA)
BC
Issued 03/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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