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Kelsea Mae Sullivan

Fidelity Distributors Co. LLC

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About Kelsea Mae Sullivan

Kelsea Sullivan is a registered representative with Fidelity Distributors Co. LLC. Kelsea has been in the financial services industry since 2017. Kelsea is licensed to sell securities in all 50 states. Kelsea has passed the Series 7, Series 63, Series 65, and SIE exams. Kelsea was previously employed by THRIVENT DISTRIBUTORS, LLC and EMERSON EQUITY LLC.

Firm Information

Kelsea Sullivan is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelsea Sullivan’s Registration & Firm History

RI

01/16/2024 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

MN

02/20/2020 - 12/11/2023

THRIVENT DISTRIBUTORS, LLC (Minneapolis MN)

MN

11/03/2017 - 01/24/2020

EMERSON EQUITY LLC (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 06/22/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/14/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelsea Mae Sullivan.
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