Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kellye? Claim Your ProfileKellye Lee Phillips is a financial advisor working with Raymond James & Associates, Inc. Kellye has over 25 years of experience in the financial services industry, having worked in various roles including financial advisor and branch manager. Kellye is dedicated to providing personalized financial planning and investment management services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (CHATTANOOGA TN)
TN
02/27/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CHATTANOOGA TN)
TN
11/19/2004 - 02/14/2007
AMSOUTH INVESTMENT SERVICES, INC. (SIGNAL MOUNTAIN TN)
TN
01/12/2004 - 06/04/2004
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
AL
04/29/1999 - 12/19/2003
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
TN
12/16/1996 - 04/29/1999
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
BOTH
Issued 04/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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