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Kelly Zhang

Empower Financial Services, Inc.

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About Kelly Zhang

Kelly Zhang is a financial advisor with Empower Financial Services, Inc. Kelly has been in the financial services industry since 2000. Kelly is registered in Colorado and Kansas. Kelly holds the Series 7, Series 9, Series 10, Series 26, and Series 63 licenses. Kelly previously worked with Raymond James & Associates, Inc. in St. Petersburg, FL.

Firm Information

Kelly Zhang is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kelly Zhang’s Registration & Firm History

CO

09/29/2023 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

FL

11/09/2022 - 06/29/2023

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

CO

08/06/2020 - 08/08/2022

ROBINHOOD FINANCIAL, LLC (Denver CO)

CO

01/23/2019 - 08/07/2020

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (DENVER CO)

CO

02/05/2018 - 01/04/2019

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

02/16/2017 - 01/31/2018

MWA FINANCIAL SERVICES INC. (HIGHLANDS RANCH CO)

CO

11/17/2014 - 10/12/2016

OPTIONSXPRESS, INC. (Lone Tree CO)

CO

07/20/2000 - 10/07/2016

CHARLES SCHWAB & CO., INC. (LONE TREE CO)

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Licenses & Designations

BC

Issued 08/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/30/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/18/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly Zhang.
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