Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly William Buda is a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Kelly has been in the financial industry since February 17, 2004. Kelly William Buda has been registered with Wells Fargo Clearing Services, LLC since December 19, 2019. Prior to that, Kelly William Buda was registered with QUESTAR CAPITAL CORPORATION from May 9, 2011 to May 2, 2019 and WORKMAN SECURITIES CORPORATION from June 25, 2003 to April 29, 2011. Kelly William Buda is licensed to conduct business in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
12/19/2019 - Present
Wells Fargo Clearing Services, LLC (Minneapolis MN)
MN
05/09/2011 - 05/02/2019
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
06/25/2003 - 04/29/2011
WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)
BOTH
Issued 07/08/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/31/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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