Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Wagner Henry is a financial advisor with over 12 years of experience in the industry. Kelly is currently registered with Fidelity Brokerage Services LLC. Kelly previously worked with ALPS DISTRIBUTORS, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK FUND DISTRIBUTION COMPANY, BARCLAYS GLOBAL INVESTORS SERVICES, and QUASAR DISTRIBUTORS, LLC. Kelly holds Series 7, Series 63, Series 65, and SIE licenses and has a broad range of experience in financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/10/2019 - Present
Fidelity Brokerage Services LLC (SAN FRANCISCO CA)
CA
07/15/2015 - 01/07/2019
ALPS DISTRIBUTORS, INC. (San Francisco CA)
CA
01/03/2012 - 03/25/2014
BLACKROCK INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
11/06/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
09/16/2008 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
ME
04/07/2006 - 08/22/2008
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
IA
Issued 01/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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