Unclaimed
Kelly Henderson is a financial professional with over 8 years of experience in the industry. Kelly holds the Series 7, SIE, and Series 99TO licenses and is currently registered with National Financial Services LLC. Kelly is a registered representative and holds active registrations in BC (FINRA and SRO). Previously, Kelly worked at Fidelity Brokerage Services LLC in Covington, KY. Kelly specializes in providing a wide range of financial services to meet the needs of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/27/2023 - Present
National Financial Services LLC (SMITHFIELD RI)
KY
06/01/2015 - 11/25/2022
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 06/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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