Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Tobin is a financial advisor with Grove Point Investments, LLC. Kelly has been in the financial services industry since April 17, 2001. Kelly is registered with FINRA as a General Securities Representative and has passed several other securities exams including Series 53, Series 4, Series 24, and Series 99TO. Kelly is licensed to sell securities in California, Florida and Maryland. Kelly's previous experience includes working for INVEST FINANCIAL CORPORATION, RAYMOND JAMES & ASSOCIATES, INC., E*TRADE CLEARING LLC, E*TRADE SECURITIES LLC, G1 EXECUTION SERVICES, LLC, WACHOVIA SECURITIES, LLC, PRUCO SECURITIES, LLC., PRUDENTIAL SECURITIES INCORPORATED, DATEK ONLINE FINANCIAL SERVICES LLC and DATEK ONLINE BROKERAGE SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
09/10/2018 - Present
Grove Point Investments, LLC (Rockville MD)
WI
06/21/2016 - 04/24/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
FL
11/18/2015 - 12/02/2015
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
05/25/2012 - 11/24/2014
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
10/19/2004 - 11/24/2014
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
IL
04/24/2012 - 01/21/2014
G1 EXECUTION SERVICES, LLC (CHICAGO IL)
MO
07/01/2003 - 04/26/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
01/28/2003 - 03/03/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
01/28/2003 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/30/2001 - 10/30/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
08/31/1998 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BC
Issued 09/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/29/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/24/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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