Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Lavine is a financial advisor with Stifel, Nicolaus & Company, Inc. Kelly has been in the industry since 1988 and has a wealth of experience in providing financial guidance to individuals and families. Kelly has been registered as an Investment Advisor Representative (IAR) in Minnesota since 2013 and also holds registrations in other states, including Arizona and Texas. Kelly is committed to helping clients achieve their financial goals, and has a strong focus on providing personalized financial advice. Kelly is well-versed in a variety of financial planning topics and is ready to assist clients with retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/04/2021 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
01/16/1996 - 10/30/2000
R.J. STEICHEN & COMPANY (MINNEAPOLIS MN)
TX
09/01/1994 - 01/18/1996
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
07/19/1993 - 09/01/1994
HAMILTON INVESTMENTS, INC.
NA
03/06/1989 - 07/19/1993
CRAIG-HALLUM, INC.
NA
07/21/1988 - 03/07/1989
HAYNE, MILLER & SWEARINGEN, INC.
IA
Issued 08/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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