Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Than is a financial professional with over 20 years of experience in the industry. Kelly is currently registered with Finalis Securities LLC. Kelly has previously held positions at XNERGY FINANCIAL LLC, MARSHBERRY CAPITAL, INC., RELIANCE WORLDWIDE INVESTMENTS, LLC, MML INVESTORS SERVICES, INC., and PFS INVESTMENTS INC. Kelly holds FINRA Series 6, 7, 63, and 79 licenses, as well as the SIE exam. Kelly is also a registered representative in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/15/2024 - Present
Finalis Securities LLC (New York NY)
CA
04/14/2022 - 10/05/2022
XNERGY FINANCIAL LLC (LOS ANGELES CA)
CA
04/06/2020 - 01/15/2021
MARSHBERRY CAPITAL, INC. (Dana Point CA)
IL
08/18/2015 - 08/31/2017
RELIANCE WORLDWIDE INVESTMENTS, LLC (GURNEE IL)
MA
04/11/2003 - 08/18/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
GA
01/08/2003 - 03/12/2003
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/07/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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