Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Sue Penn is an Investment Advisor Representative with New Wave Wealth Advisors, a firm that has been in operation for over 20 years. Kelly has been in the financial industry for more than 20 years. In addition to working as an Investment Advisor Representative with New Wave Wealth Advisors, Kelly also works for the City of Farmington, which means she has experience in the public sector. She has a strong background in the financial industry and has successfully earned a Series 7, SIE and Series 66 license. Kelly provides a variety of services to her clients, including financial planning, pension consulting, and portfolio management for businesses and individuals. Kelly is committed to providing her clients with the highest quality of service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
AR
05/16/2023 - Present
NEW Wave Wealth Advisors (SPRINGDALE AR)
AR
12/14/2021 - 12/21/2023
PURSHE KAPLAN STERLING INVESTMENTS (Springdale AR)
AR
11/15/2013 - 03/30/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (FAYETTEVILLE AR)
AR
03/06/2001 - 11/20/2013
STEPHENS (FAYETTEVILLE AR)
BOTH
Issued 04/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Kelly Penn is the right advisor for you? Invested Better is here to help.
