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Kelly Sue Bergman

KEY Investment Services LLC

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About Kelly Sue Bergman

Kelly Bergman is a registered investment advisor representative associated with KEY Investment Services LLC in Olympia, Washington. Kelly has over 30 years of experience in the securities industry, holding multiple licenses and registrations including Series 7, Series 63, and Series 65. Kelly has been associated with KEY Investment Services LLC since 2005. Previously, Kelly has worked with McDonald Investments Inc., KEY Investments Inc., PRUCO Securities Corporation, and The Prudential Insurance Company of America. Kelly specializes in providing portfolio management services to both individuals and institutions.

Firm Information

Kelly Bergman is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kelly Bergman’s Registration & Firm History

WA

01/03/2006 - Present

KEY Investment Services LLC (Olympia WA)

WA

05/14/1999 - 12/31/2005

MCDONALD INVESTMENTS INC. (OLYMPIA WA)

OH

02/19/1993 - 05/14/1999

KEY INVESTMENTS INC. (CLEVELAND OH)

NJ

03/20/1989 - 02/04/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

03/20/1989 - 02/04/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

12/26/1986 - 10/17/1988

B.C. CHRISTOPHER SECURITIES CO.

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Licenses & Designations

IA

Issued 05/30/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kelly Sue Bergman.
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