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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Spencer is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Cottonwood Heights, Utah. Kelly has been in the financial services industry since 1989 and has held registrations with several firms before joining Wells Fargo. Kelly specializes in financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Kelly holds a Series 7, Series 31, and Series 65 license as well as a SIE license. Kelly is registered in Arkansas, California, Florida, Idaho, Michigan, Missouri, New Mexico, Oregon, Pennsylvania, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
07/08/2022 - Present
Wells Fargo Advisors Financial Network, LLC (COTTONWOOD HEIGHTS UT)
UT
07/01/2003 - 07/08/2022
WELLS FARGO CLEARING SERVICES, LLC (HOLLADAY UT)
NY
10/11/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
08/28/1992 - 10/30/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NA
07/31/1992 - 08/24/1992
EVEREN SECURITIES, INC.
NY
11/21/1989 - 08/05/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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