Unclaimed
Kelly Snieder is a financial advisor with over 29 years of experience in the financial services industry. Kelly is currently registered with Brooklight Place Securities, Inc. in Sioux Center, IA. Kelly has held previous positions with IAC Securities, Inc. and Tri-Merica Securities Corporation. Kelly has passed a number of industry exams including the Series 7, Series 6, Series 24 and Series 66. Kelly is currently registered in 11 states, including Arizona, California, Colorado, Illinois, Indiana, Iowa, Minnesota, Missouri, Nebraska, South Dakota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
01/01/2002 - Present
Brooklight Place Securities, Inc. (SIOUX CENTER IA)
IL
01/03/1996 - 01/01/2002
IAC SECURITIES, INC. (TINLEY PARK IL)
NA
02/25/1994 - 12/15/1995
TRI-MERICA SECURITIES CORPORATION
BOTH
Issued 02/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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