Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Shrader Williams is a financial advisor who has been in the industry since March 31, 2005. Kelly is currently registered with Wells Fargo Clearing Services, LLC in Lexington, Kentucky. Kelly is also registered in 39 other states and the District of Columbia. Previously, Kelly worked at UBS Financial Services Inc. and Morgan Stanley DW Inc. Kelly holds Series 63, SIE and Series 7 licenses and is a Registered Representative. Kelly specializes in providing financial planning and investment consulting services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
05/01/2015 - Present
Wells Fargo Clearing Services, LLC (LEXINGTON KY)
KY
11/04/2005 - 04/30/2012
UBS FINANCIAL SERVICES INC. (LEXINGTON KY)
NY
04/01/2005 - 11/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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