Unclaimed
Kelly Ray Paul is a registered representative with Northwestern Mutual Investment Services, LLC. Kelly holds the Series 63, Series 6TO and SIE licenses. Kelly is registered in Georgia and Florida. Kelly has been in the industry since January 24, 2023. Kelly is located in Duluth, Georgia, at the Northwestern Mutual Investment Services, LLC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
01/25/2023 - Present
Northwestern Mutual Investment Services, LLC (Duluth GA)
BC
Issued 03/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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