Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Moore is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Kelly has over 35 years of experience in the financial services industry, and is committed to providing personalized financial advice and investment management services to individuals, families, and businesses. Kelly has a broad range of experience, having worked with firms like Morgan Stanley, LPL Financial LLC, and Citigroup Global Markets Inc. Kelly is licensed to provide investment advice and securities services in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
07/13/2023 - Present
Cambridge Investment Research Advisors, Inc. (Houston TX)
TX
05/23/2019 - 08/08/2023
LPL FINANCIAL LLC (HOUSTON TX)
TX
06/01/2009 - 12/19/2018
MORGAN STANLEY (HOUSTON TX)
TX
06/06/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
12/23/1986 - 06/23/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/12/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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