Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Gallagher is a financial advisor who has been in the industry since 2002. Kelly is registered with Wells Fargo Clearing Services, LLC and previously worked with RBC Capital Markets, LLC and Citigroup Global Markets Inc. Kelly is registered in multiple states, including Oregon, Texas, and California, and has licenses in various product categories, including Series 7, Series 63, Series 65, Series 9, and Series 10. Kelly also provides financial planning services and is involved in the Corvallis Rotary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
01/08/2020 - Present
Wells Fargo Clearing Services, LLC (CORVALLIS OR)
OR
12/15/2008 - 02/01/2020
RBC CAPITAL MARKETS, LLC (CORVALLIS OR)
OR
10/25/2002 - 12/20/2008
CITIGROUP GLOBAL MARKETS INC. (CORVALLIS OR)
IA
Issued 05/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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