Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Powers is a financial advisor with Avantax Advisory Services. Kelly has been in the financial industry since 1994 and has a wide range of experience in providing financial advice and investment management services. Kelly is registered to provide financial advice in multiple states and holds several professional designations, including Chartered Financial Consultant. Kelly is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
11/14/2023 - Present
Avantax Advisory Services (DALLAS TX)
NY
07/16/2021 - 11/16/2023
OSAIC WEALTH, INC. (HAUPPAUGE NY)
NY
08/26/2020 - 07/19/2021
CETERA INVESTMENT SERVICES LLC (MELVILLE NY)
NY
09/24/2013 - 08/31/2020
EQUITABLE ADVISORS, LLC (WOODBURY NY)
NY
09/24/2004 - 09/25/2013
ROYAL ALLIANCE ASSOCIATES, INC. (HUNTINGTON NY)
NJ
07/06/1999 - 10/14/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/07/1994 - 06/22/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/10/1994 - 06/24/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 01/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/13/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/18/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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