Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Pivola is a financial advisor with Wells Fargo Clearing Services, LLC. Kelly has been in the financial services industry since 2000. Kelly holds Series 7, 9, 10, 66, 99TO and SIE licenses and is registered in Alabama, Arizona, California, Connecticut, Florida, Georgia, Minnesota, Missouri, New York, North Carolina, South Carolina, Tennessee, Texas and Wisconsin. Kelly previously worked with MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Kelly's areas of expertise include investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/18/2024 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
FL
06/02/2009 - 12/18/2013
MORGAN STANLEY (BOCA RATON FL)
FL
05/29/2009 - 07/23/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
08/03/2005 - 05/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
NY
08/02/2000 - 08/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/01/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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