Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Petrocella is a financial advisor with Raymond James & Associates, Inc. Kelly has been in the industry for over 20 years and holds the Series 7, Series 31, Series 63, Series 65, and Series 86 and 87 licenses. Kelly is a CERTIFIED FINANCIAL PLANNER™ professional and is registered in 22 states. Kelly has a proven track record of providing investment advice and financial planning to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/26/2020 - Present
Raymond James & Associates, Inc. (FARMINGTON HILLS MI)
MI
11/07/2008 - 08/11/2014
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
04/02/2007 - 11/10/2008
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
05/31/2005 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
MI
05/29/2001 - 05/03/2005
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 11/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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