Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Parham is a financial advisor with Wells Fargo Clearing Services, LLC. Kelly has been in the financial services industry since 2006 and has a Series 7, Series 31, Series 63, and Series 66 license. Kelly is registered to provide investment advice in 52 states, including North Carolina and Texas, and has held previous positions at Ally Invest Securities LLC, Madison Avenue Securities, LLC, LPL Financial LLC, Oppenheimer & Co. Inc., and Citigroup Global Markets Inc. Kelly is a dedicated professional with extensive experience in the financial services industry and can assist with a variety of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
05/26/2022 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
08/06/2021 - 04/20/2022
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
NC
09/18/2019 - 07/15/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
VA
10/02/2018 - 09/17/2019
MADISON AVENUE SECURITIES, LLC (Alexandria VA)
VA
09/21/2015 - 10/05/2018
LPL FINANCIAL LLC (ALEXANDRIA VA)
DC
02/20/2007 - 09/06/2013
OPPENHEIMER & CO. INC. (WASHINGTON DC)
DC
01/07/2006 - 02/14/2007
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
BOTH
Issued 08/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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