Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Paiz is a financial advisor with Empower Advisory Group, LLC. Kelly has been working in the financial services industry since 2001. Kelly is licensed to provide investment advice in all 50 states and the District of Columbia. Kelly's areas of specialization include retirement planning, portfolio management, and financial planning. Kelly is also a registered representative with FINRA and is a member of the Series 6, 7, 9, 10, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/11/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NE
04/24/2015 - 01/06/2021
TD AMERITRADE, INC. (OMAHA NE)
CO
01/31/2011 - 01/08/2015
FIDELITY BROKERAGE SERVICES LLC (DENVER CO)
CO
10/08/2010 - 12/16/2010
AXA ADVISORS, LLC (DENVER CO)
CO
04/04/2007 - 02/23/2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
05/19/2004 - 04/04/2007
COUNTRY CAPITAL MANAGEMENT COMPANY (ENGLEWOOD CO)
AL
06/16/2003 - 05/14/2004
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
MD
08/02/2002 - 04/21/2003
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
CO
03/08/1999 - 02/15/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
Issued 04/18/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/06/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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