Unclaimed
Kelly Brasher is a financial advisor at Piper Sandler & Co. in Atlanta, Georgia. Kelly has been in the financial services industry since 2004. Kelly has passed several industry exams, including the Series 63, Series 7, and Series 52TO. Kelly previously worked at RAYMOND JAMES & ASSOCIATES, INC., STERNE, AGEE & LEACH, INC., and MORGAN KEEGAN & COMPANY, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/24/2012 - Present
Piper Sandler & Co. (ATLANTA GA)
GA
12/17/2010 - 03/27/2012
RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)
AL
01/02/2008 - 11/18/2010
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
GA
02/18/2004 - 12/18/2007
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
BC
Issued 03/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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