Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Owen Schmalhausen is a registered representative and investment advisor representative. Kelly has been in the securities industry since January 1, 2002, and currently works at Diversify Advisory Services, LLC and Diversify Wealth Management, LLC. Kelly specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
UT
01/03/2024 - Present
Diversify Advisory Services, LLC (SANDY UT)
TX
10/12/2016 - 03/02/2021
BOK FINANCIAL SECURITIES, INC. (Houston TX)
TX
06/06/2013 - 06/12/2014
TRI-STAR FINANCIAL (HOUSTON TX)
CA
06/08/2011 - 04/17/2012
CITY NATIONAL SECURITIES, INC. (BEVERLY HILLS CA)
TX
11/13/2002 - 12/14/2010
AMEGY INVESTMENTS, INC. (HOUSTON TX)
TX
11/04/2002 - 03/03/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
04/01/2001 - 07/30/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
TX
01/03/1995 - 04/01/2001
BANK UNITED SECURITIES CORP. (HOUSTON TX)
OH
05/04/1994 - 12/31/1994
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NJ
04/28/1993 - 08/09/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/22/1996
Series 4 - Registered Options Principal Examination
BC
Issued 06/06/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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