Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Ott is a financial advisor with over 29 years of experience in the industry. Kelly has a Series 7, Series 31, and Series 63 license and holds the SIE certification. Kelly is currently registered with Stonex Securities Inc. in Canton, Georgia. Kelly has previously held positions at Oppenheimer & Co. Inc., Wachovia Securities, LLC, Wachovia Securities, Inc., J.C. Bradford & Co., Raymond James & Associates, Inc., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
02/18/2014 - Present
Stonex Securities Inc. (Canton GA)
GA
06/23/2003 - 02/18/2014
OPPENHEIMER & CO. INC. (ATLANTA GA)
MO
06/15/2002 - 06/27/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/21/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
12/22/1998 - 06/29/2000
J.C. BRADFORD & CO. (NEW YORK NY)
FL
11/10/1995 - 12/23/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
01/19/1994 - 11/17/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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