Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly O James is a financial advisor who is currently registered with Nylife Securities LLC. Kelly has a Series 63, Series 6TO, and SIE licenses. Kelly was previously registered with PRUCO SECURITIES, LLC. and holds a Series 63, Series 6TO, and SIE license. Kelly has been in the industry since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/05/2023 - Present
Nylife Securities LLC (BAYSIDE NY)
NY
02/12/2022 - 11/03/2023
PRUCO SECURITIES, LLC. (Bayside NY)
BC
Issued 02/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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