linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kelly Nicole Buchfink

Swmg, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kelly? Claim Your Profile

About Kelly Nicole Buchfink

Kelly Nicole Buchfink is a financial advisor with over 18 years of experience. Kelly has been registered with the state of Texas since 2018 and is currently affiliated with Swmg, LLC. Kelly has previously worked with First Command Financial Planning, Inc. where Kelly provided financial services and investment advice. Kelly has a series 63, 65, 7 and SIE licenses and is also a Certified Financial Planner™.

Firm Information

Kelly Buchfink is currently registered with Swmg, LLC. Swmg, LLC is a registered investment advisor based in FORT WORTH, TX. They have 2 licensed agents and 5 investment advisor representatives. The firm has approximately $249,015,617 in regulatory assets under management across 1,174 accounts. Swmg, LLC provides financial planning, portfolio management for individuals, and educational seminars. They serve a diverse clientele, including high-net-worth individuals and individuals other than high-net-worth.
Swmg, LLC

3343 LOCKE AVE

FORT WORTH, TX 76107

$249.02M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kelly Buchfink’s Registration & Firm History

TX

07/14/2018 - Present

Swmg, LLC (FORT WORTH TX)

TX

08/20/2009 - 12/06/2017

FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)

NA

06/08/2001 - 12/17/2007

FIRST COMMAND FINANCIAL PLANNING, INC. (67657 KAISERSLAUTERN )

Not sure if Kelly Nicole Buchfink is right for you?

Licenses & Designations

IA

Issued 11/17/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/07/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kelly Nicole Buchfink.
Not sure if Kelly Nicole Buchfink is right for you?