Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Nguyen is a registered representative with KKR Capital Markets LLC. Kelly Nguyen has been in the securities industry since 2019. Kelly Nguyen holds Series 7TO, Series 63, and SIE licenses. Kelly Nguyen's previous experience includes a role at MORGAN STANLEY. Kelly Nguyen is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/29/2024 - Present
KKR Capital Markets LLC (New York NY)
NY
09/16/2020 - 04/02/2024
MORGAN STANLEY (New York NY)
BC
Issued 09/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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