Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Mullin Roark is a financial advisor with Commonwealth Financial Network in Asheville, North Carolina. Kelly has been in the financial services industry since 1999. Kelly holds a Series 7, Series 63, and Series 66 license. Kelly has experience working with a variety of clients, including individuals, families, businesses, and charitable organizations. Kelly is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
08/23/2023 - Present
Commonwealth Financial Network (Asheville NC)
NC
04/03/2009 - 08/28/2023
LPL FINANCIAL LLC (ASHEVILLE NC)
FL
04/25/2007 - 05/20/2009
SECURE TREND FINANCIAL, LLC (TAMPA FL)
NC
10/02/2006 - 05/15/2007
LINSCO/PRIVATE LEDGER CORP. (ASHEVILLE NC)
NC
01/26/2005 - 08/23/2006
A. G. EDWARDS & SONS, INC. (ASHEVILLE NC)
TX
08/15/2001 - 09/13/2004
WALL AND COMPANY SECURITIES, INC. (FRISCO TX)
NC
11/19/1999 - 07/31/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 08/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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