Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Newell is a financial advisor registered with LPL Financial LLC and has been in the industry since 1998. Kelly holds several licenses and certifications, including Series 7, Series 24, and Series 31. Kelly has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kelly has been registered in multiple states and currently is registered in California and Texas. Kelly's current firm, LPL Financial LLC, is a large, independent broker-dealer that provides financial services, including investment advice, brokerage, and insurance. The firm is headquartered in Fort Mill, South Carolina, and has offices throughout the United States. LPL Financial LLC has over 20,000 financial advisors and manages over $50 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/10/2013 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
07/24/1998 - 04/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
BOTH
Issued 08/28/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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