Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kelly? Claim Your ProfileKelly Sweppenhiser is an Investment Advisor Representative associated with Vanguard Advisers, Inc. Kelly has been in the financial services industry since July 25, 2011. Kelly has a Series 7, Series 24, Series 63, and SIE license and is registered with FINRA and in 53 states plus Puerto Rico and the Virgin Islands. Kelly is also a Chartered Financial Analyst. Kelly is employed by The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/30/2022 - Present
Vanguard Advisers, Inc. (Malvern PA)
BC
Issued 07/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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